The Securities, Investment Funds & Fintech Practice Group offers clients a wide range of services in relation to investment funds, securities, capital markets, digital assets and financial products.
These include providing legal advice with respect to:
With respect to investment funds, the firm’s attorneys provide advice in relation to:
The team’s extensive knowledge and hands-on experience in the financial services industry facilitates strategic legal solutions necessary for fintech clients to maintain a presence with evolving platforms, technologies and services in this space. We work closely with clients on legislative and regulatory issues with respect to financial services and payment systems. This group draws on their capabilities in mergers and acquisitions, corporate finance, financial regulation and enforcement to adequately counsel businesses across the spectrum of the fintech industry.
Additionally, our knowledgeable and experienced attorneys assist clients with the preparation and filing of regulatory applications and compliance documents and counsel clients on the ongoing regulatory requirements for investment funds and the parties related to investment funds as well as in respect of the ongoing regulatory requirements for public issuers, broker-dealers and other securities intermediaries.
The chair of this practice group is a member of the Project Team appointed by the Securities Commission of The Bahamas to draft the new Investment Funds legislation.