The Securities and Investment Funds Practice Group offers clients a wide range of services in relation to investment funds, securities, capital markets, and financial products.
These include providing legal advice with respect to:
With respect to investment funds, the firm’s attorneys provide advice in relation to:
Additionally, our knowledgeable and experienced attorneys assist clients with the preparation and filing of regulatory applications and compliance documents and counsel clients on the ongoing regulatory requirements for investment funds and the parties related to investment funds as well as in respect of the ongoing regulatory requirements for public issuers, broker-dealers and other securities intermediaries.
The chair of this practice group is a member of the Project Team appointed by the Securities Commission of The Bahamas to draft the new Investment Funds legislation.